Open Access

Subhash Chandra Pujari, Fryderyk Mantiuk, Mark Giereth, Jannik Strötgen, Annemarie Friedrich

• Patent classification constitutes a long-tailed hierarchical learning problem. Prior work has demonstrated the efficacy of neural representations based on pre-trained transformers, however, due to the limited input size of these models, using only title and abstract of patents as input. Patent documents consist of several textual fields, some of which are quite long. We show that a baseline using simple tf.idf-based methods can easily leverage this additional information. We propose a new architecture combining the neural transformer-based representations of the various fields into a meta-embedding, which we demonstrate to outperform the tf.idf-based counterparts especially on less frequent classes. Using a relatively simple architecture, we outperform the previous state of the art on CPC classification by a margin of 1.2 macro-avg. F1 and 2.6 micro-avg. F1. We identify the textual field giving a “brief-summary” of the patent as most informative with regard to CPC classification, whichPatent classification constitutes a long-tailed hierarchical learning problem. Prior work has demonstrated the efficacy of neural representations based on pre-trained transformers, however, due to the limited input size of these models, using only title and abstract of patents as input. Patent documents consist of several textual fields, some of which are quite long. We show that a baseline using simple tf.idf-based methods can easily leverage this additional information. We propose a new architecture combining the neural transformer-based representations of the various fields into a meta-embedding, which we demonstrate to outperform the tf.idf-based counterparts especially on less frequent classes. Using a relatively simple architecture, we outperform the previous state of the art on CPC classification by a margin of 1.2 macro-avg. F1 and 2.6 micro-avg. F1. We identify the textual field giving a “brief-summary” of the patent as most informative with regard to CPC classification, which points to interesting future directions of research on less computation-intensive models, e.g., by summarizing long documents before neural classification.…