Open Access

Stefan Bodenmüller

• The formal development of large-scale software systems is a complex and time-consuming effort. Generally, its main goal is to prove the functional correctness of the resulting system. This goal becomes significantly harder to reach when the verification must be performed under adverse conditions. When aiming for a realistic system, the implementation must be compatible with the “real world”: it must work with existing system interfaces, cope with uncontrollable events such as power cuts, and offer competitive performance by using mechanisms like caching or concurrency. The Flashix project is an example of such a development, in which a fully verified file system for flash memory has been developed. The project is a long-term team effort and resulted in a sequential, functionally correct and crash-safe implementation after its first project phase. This thesis continues the work by performing modular extensions to the file system with performance-oriented mechanisms that mainly involveThe formal development of large-scale software systems is a complex and time-consuming effort. Generally, its main goal is to prove the functional correctness of the resulting system. This goal becomes significantly harder to reach when the verification must be performed under adverse conditions. When aiming for a realistic system, the implementation must be compatible with the “real world”: it must work with existing system interfaces, cope with uncontrollable events such as power cuts, and offer competitive performance by using mechanisms like caching or concurrency. The Flashix project is an example of such a development, in which a fully verified file system for flash memory has been developed. The project is a long-term team effort and resulted in a sequential, functionally correct and crash-safe implementation after its first project phase. This thesis continues the work by performing modular extensions to the file system with performance-oriented mechanisms that mainly involve caching and concurrency, always considering crash-safety. As a first contribution, this thesis presents a modular verification methodology for destructive heap algorithms. The approach simplifies the verification by separating reasoning about specifics of heap implementations, like pointer aliasing, from the reasoning about conceptual correctness arguments. The second contribution of this thesis is a novel correctness criterion for crash-safe, cached, and concurrent file systems. A natural criterion for crash-safety is defined in terms of system histories, matching the behavior of fine-grained caches using complex synchronization mechanisms that reorder operations. The third contribution comprises methods for verifying functional correctness and crash-safety of caching mechanisms and concurrency in file systems. A reference implementation for crash-safe caches of high-level data structures is given, and a strategy for proving crash-safety is demonstrated and applied. A compatible concurrent implementation of the top layer of file systems is presented, using a mechanism for the efficient management of fine-grained file locking, and a concurrent version of garbage collection is realized. Both concurrency extensions are proven to be correct by applying atomicity refinement, a methodology for proving linearizability. Finally, this thesis contributes a new iteration of executable code for the Flashix file system. With the efficiency extensions introduced with this thesis, Flashix covers all performance-oriented concepts of realistic file system implementations and achieves competitiveness with state-of-the-art flash file systems.…